Secondary Markets Intermediate

Broker (Secondary Market)

A licensed intermediary who matches buyers and sellers of private company shares.

Definition

A secondary market broker is a registered intermediary who connects sellers of private company shares with potential buyers. Brokers facilitate price discovery, negotiate terms, and handle transaction logistics. They typically charge a commission of 3-5% to the seller and sometimes a fee to the buyer as well. Major secondary brokers include Forge, EquityZen, and Hiive.

Why it matters

If you want to sell private shares, a broker can find buyers and handle the process. However, their fees reduce your proceeds, and they may not be able to find a buyer at a price you find acceptable. Compare multiple brokers before committing.

Example

You want to sell 5,000 shares of your pre-IPO company. A broker lists them at $40/share and finds a buyer at $37. After a 4% commission ($7,400), you receive $177,600. Without the broker, you might not have found a buyer at all.

Related terms

More from Secondary Markets

This definition is an educational summary. It is not legal, tax, or investment advice. Specific terms in your equity grant or company documents may differ.